Axillary Reverse Mapping for Breast Cancer-Related Lymphedema - CAM 701173HB

Description
Surgery and radiotherapy for breast cancer can lead to lymphedema and are some of the most common causes of secondary lymphedema. Lymphedema is associated with a significant impact on quality of life, and there is no cure for lymphedema. Axillary reverse mapping, also called reverse lymphatic mapping, has been developed with the intent of sparing axillary lymph nodes and lymphatics during breast cancer surgery, minimizing disruption and potentially reducing the risk of subsequent lymphedema development.

Background
Lymphedema
Lymphedema is an accumulation of fluid due to a disruption of lymphatic drainage. Lymphedema can be caused by congenital or inherited abnormalities in the lymphatic system (primary lymphedema) but is most often caused by acquired damage to the lymphatic system (secondary lymphedema). Breast cancer treatment is one of the most common causes of secondary lymphedema. Specific treatment-associated risk factors associated with lymphedema development include:

Lymphadenectomy
A lymphadenectomy is the dissection or disruption of axillary lymph nodes; increasing the number of dissected/disrupted lymph nodes increases lymphedema risk.

Radiation therapy
The risk of breast cancer-related lymphedema is also increased in overweight or obese individuals, and in those with postoperative infections. Studies have suggested that Black breast cancer survivors are nearly 2.2 times more likely to develop breast cancer-related lymphedema compared to White breast cancer survivors.1 These observations may be linked to racial disparities with regards to access to treatment and the types of treatments received. Black women are more likely than White women to undergo axillary lymph node dissection, which is associated with greater morbidity than the less invasive sentinel lymph node biopsy. While this may be explained in part by Black individuals having a higher likelihood of being diagnosed with more aggressive tumors, there is evidence that even when adjusting for stage and grade of tumors, Black women are more likely to undergo axillary lymph node dissection, putting Black women at greater risk of breast cancer-related lymphedema. Additionally, Black breast cancer survivors, on average, have higher body mass indexes than White breast cancer survivors, which could contribute to the development of lymphedema in this setting as well.

Development of lymphedema may take months or years following breast cancer treatment, and the true prevalence of breast cancer-related lymphedema is unclear.2 Systematic reviews have found lymphedema rates up to 13% in individuals undergoing sentinel lymph node biopsy (SNLB) and as high as 77% in those undergoing axillary lymph node dissection (ANLD).3 The addition of radiation therapy to SNLB or ANLD may also increase risk of lymphedema. A prospective study of 1,815 individuals published in 2020 found a 5-year cumulative incidence of breast cancer-related lymphedema of 9.5%, which ranged widely from 8% to 30% when stratified according to type of treatment. The lowest incidence of lymphedema was found among those undergoing SLNB only (8%), increasing to 11% for SNLB + regional lymph node radiation, 25% for ANLD only, and 30% for ANLD + RLNR.4 While SNLB was associated with a lower lymphedema risk, some risk remains, particularly for those with multiple positive axillary nodes for whom the standard for care is ANLD with or without radiation.

Early and ongoing treatment of lymphedema is necessary. Conservative therapy may consist of several features depending on the severity of the lymphedema. Patients are educated on the importance of self-care including hygiene practices to prevent infection, maintaining ideal body weight through diet and exercise, and limb elevation. Compression therapy consists of repeatedly applying padding and bandages or compression garments. Manual lymphatic drainage is a light pressure massage performed by trained physical therapists or patients designed to move fluid from obstructed areas into functioning lymph vessels and lymph nodes. Complete decongestive therapy is a multiphase treatment program involving all of the previously mentioned conservative treatment components at different intensities. Pneumatic compression pumps may also be considered as an adjunct to conservative therapy or as an alternative to self-manual lymphatic drainage in patients who have difficulty performing self-manual lymphatic drainage. In patients with more advanced lymphedema after fat deposition and tissue fibrosis have occurred, palliative surgery using reductive techniques such as liposuction may be performed.

Axillary Reverse Mapping
Axillary reverse mapping (ARM), involves intravenous administration of blue dye, fluorescence (i.e., indocyanine green), or radioisotopes to allow for visualization of the lymphatic drainage pathways of the arm and breast. This visualization is intended to distinguish and enable preservation of axillary lymph nodes and lymphatics in individuals undergoing SLNB and/or ANLD. It is believed that because the axilla and breast have mostly separate drainage pathways, the risk of lymphedema is reduced by avoiding the removal of lymph nodes and lymphatics that only drain the axilla identified through ARM. In the event that ARM reveals that the axillary nodes cannot be spared, for example due to crossover of sentinel and axillary nodes, lymphatic physiologic microsurgery has been explored as a method to preserve the axillary nodes, though evidence is limited (see Policy 701162).

Regulatory Status
Axillary reverse mapping for lymphedema is adjunctive to a surgical procedure and, as such, is not subject to regulation by the U.S. Food and Drug Administration (FDA). Mapping agents used to visualize lymphatic pathways (e.g. isosulfan blue,5 indocyanine green6) may be subject to FDA regulation.

Policy
Axillary reverse mapping/reverse lymphatic mapping performed during sentinel lymph node biopsy to prevent lymphedema in individuals who are being treated for breast cancer is investigational/unproven therefore considered NOT MEDICALLY NECESSARY.

Axillary reverse mapping/reverse lymphatic mapping performed during axillary lymph node dissection to prevent lymphedema in individuals who are being treated for breast cancer is investigational/unproven therefore considered NOT MEDICALLY NECESSARY.

Benefit Application
BlueCard®/National Account Issues
State or federal mandates (e.g., Federal Employee Program) may dictate that certain U.S. Food and Drug Administration-approved devices, drugs, or biologics may not be considered investigational, and thus these devices may be assessed only by their medical necessity.

Rationale
Evidence reviews assess the clinical evidence to determine whether the use of a technology improves the net health outcome. Broadly defined, health outcomes are length of life, quality of life, and ability to function including benefits and harms. Every clinical condition has specific outcomes that are important to patients and to managing the course of that condition. Validated outcome measures are necessary to ascertain whether a condition improves or worsens; and whether the magnitude of that change is clinically significant. The net health outcome is a balance of benefits and harms.

To assess whether the evidence is sufficient to draw conclusions about the net health outcome of a technology, 2 domains are examined: the relevance and the quality and credibility. To be relevant, studies must represent one or more intended clinical use of the technology in the intended population and compare an effective and appropriate alternative at a comparable intensity. For some conditions, the alternative will be supportive care or surveillance. The quality and credibility of the evidence depend on study design and conduct, minimizing bias and confounding that can generate incorrect findings. The randomized controlled trial (RCT) is preferred to assess efficacy; however, in some circumstances, nonrandomized studies may be adequate. Randomized controlled trials are rarely large enough or long enough to capture less common adverse events and long-term effects. Other types of studies can be used for these purposes and to assess generalizability to broader clinical populations and settings of clinical practice.

Axillary Reverse Mapping in Sentinel Lymph Node Biopsy
Clinical Context and Therapy Purpose

The purpose of axillary reverse mapping (ARM) simultaneous to breast cancer surgery is to prevent lymphedema in individuals who are being treated for breast cancer. The National Lymphedema Network has issued a set of lymphedema risk reduction practices.7 Pre-treatment, these include patient education and arm and weight measurements. Post-treatment prevention measures include appropriate skin care; monitoring of activity/exercise level; avoiding limb constriction; use of well-fitting compression clothing, particularly during strenuous activity and air travel; and avoiding extreme temperatures. However, most recommendations are based on clinical opinion and direct evidence on lymphedema prevention is limited. A 2011 systematic review of preventive measures for lymphedema found strong scientific evidence only for the recommendations to maintain a normal body weight or avoid weight gain and to participate in a supervised exercise regimen.8 A subsequent 2016 review of the evidence for lifestyle-related breast cancer lymphedema risk factors that included air travel, ipsilateral arm blood pressure measurements, skin puncture, extreme temperatures, and skin infections found mostly low-level or inconclusive evidence of association.9

The question addressed in this evidence review is: Does ARM for prevention of lymphedema improve the net health outcome in individuals undergoing sentinel lymph node biopsy (SLNB) for breast cancer?

The following PICO was used to select literature to inform this review.

Populations
The relevant population of interest is individuals undergoing ARM at the time of SLNB for treatment of breast cancer.

Interventions
The therapy being considered is ARM.

During ARM, blue dye, fluorescence, or radioisotope is injected into the upper inner ipsilateral arm. This allows for differentiation of the lymphatic drainages of the breast from those of the arm.

Comparators
The comparator of interest is standard care. Standard care may involve education regarding lymphedema and recommendations for hygiene, avoidance of blocking the flow of fluids in the body, maintaining a normal body weight and exercise, as well as surveillance for lymphedema during follow-up with referral as needed. Axillary reverse mapping could also be used in conjunction with standard care.

Outcomes
Outcomes of interest include diagnosis of lymphedema, lymphedema symptoms, quality of life, and treatment-related morbidity.

Diagnosis of lymphedema is based on history and physical examination, although imaging may also be used. Symptoms that may indicate lymphedema include chronic swelling, atrophic skin changes, and recurrent infections. Objective outcomes of interest include a reduction in limb circumference and/or volume and reduction in the rates of infections (e.g., cellulitis, lymphangitis). Volume is measured using different methods; e.g., tape measurements with geometry formulas, perometry, and water displacement. Bioimpedance spectroscopy may be used to detect changes in tissue fluid accumulation; this technology is reviewed in policy 2.01.82 (bioimpedance devices for detection and management of lymphedema).

The International Society of Lymphology10 categorizes lymphedema stage and severity as follows:

Stage Severity
0: A subclinical, usually asymptomatic condition with impaired lymph transport ---
1: Edema that resolves with limb elevation, usually within 24 hours Mild: < 20% increase in extremity volume
2: Pitting edema that is unresolved with limb elevation Moderate: 20% to 40% increase in extremity volume
3: Changes in skin character and thickness, with excess fat deposits and fibrosis Severe: > 40% increase in extremity volume

As development of lymphedema can occur 3 or more years following breast cancer surgery, duration of follow-up of a year or more is needed to accurately assess lymphedema risk.

Patient-reported outcomes (PROs) of interest include symptoms, quality of life, and functional measures. A systematic review of PRO instruments and outcomes used to assess quality of life in breast cancer patients with lymphedema found that most studies included generic PRO instruments or oncology PRO instruments.11 Lymphedema-specific instruments are occasionally used; specifically, the Upper Limb Lymphedema 27 was found to have strong psychometric properties. An additional systematic review of PROs by Coriddi et al. (2020) identified the most commonly used validated scale across 32 studies was the lymph quality of life measure for limb lymphedema (LYMQOL); however, non-validated instruments were used in half of all studies.12

There does not appear to be a consensus on minimally clinically important change for either objective outcomes, such as changes in arm volume, or subjective measures, such as changes to patient symptoms or quality of life.

Study Selection Criteria
Methodologically credible studies were selected using the following principles:

  • To assess efficacy outcomes, comparative controlled prospective trials were sought, with a preference for RCTs.
  • In the absence of such trials, comparative observational studies were sought, with a preference for prospective studies.
  • To assess long-term outcomes and adverse events, single-arm studies that capture longer periods of follow-up and/or larger populations were sought.
  • Consistent with a 'best available evidence approach,' within each category of study design, studies with larger sample sizes and longer durations were sought.
  • Studies with duplicative or overlapping populations were excluded.

Review of Evidence
Systematic Reviews

A 2017 systematic review conducted by Parks et al. (2017)13 designed to assess comparative, clinical trial evidence comparing SLNB + ARM versus SLNB alone failed to identify any studies meeting inclusion criteria. The review authors concluded that a large RCT specifically comparing SLNB + ARM to SLNB alone should be performed before ARM could be utilized in routine clinical practice.

Two systematic reviews conducted by Wijaya et al. (2020)14 and Han et al. (2016)15 assessed ARM in individuals undergoing SLNB or axillary lymph node dissection (ALND), and conducted subgroup analyses limited to those individuals who underwent SLNB. The reviews included a similar set of prospective, nonrandomized, single-arm studies (Table 1).

Table 1. Primary Studies Included in Systematic Reviews and Meta-Analyses of ARM in SLNB

Systematic Reviews
Primary Studies Wijaya et al. (2020)14 Han et al. (2016)15
Boneti et al. (2009)*16  
Boneti et al. (2012)*16  
Casabona et al. (2009)17
Connor et al. (2013)*18
Deng et al. (2011)19
Han et al. (2012)20
Kuusk et al. (2014)21
Ma et al. (2019)22  
Noguchi et al. (2012)23
Ochoa et al. (2014)*24
Rubio et al. (2012)25
Sakurai et al. (2014)26
Tummel et al. (2017)*27

ARM:axillary reverse mapping; SLNB: sentinel lymph node biopsy
*Study conducted in the United States

Study characteristics of the systematic reviews are described in Table 2, and study results are summarized in Table 3. The reviews found similar lymphedema rates (2% and 3%) among individuals who underwent ARM during SLNB. Pooled sentinel lymph node identification rates were also similar and relatively low (37% and 38%), potentially because ARM-visualized lymphatics draining the upper extremity may be located deeper than the sentinel lymph nodes.15 In comparison, the sentinel lymph node identification rate in individuals undergoing ARM and ALND was 82% in the Wijaya review14 and 83% in the Han review.15 The crossover rate between sentinel and ARM nodes was slightly higher in the Han review (19.6%)15 than the Wijaya et al. (2020) review (12%).14 For identification and crossover of sentinel lymph nodes, heterogeneity was high in both reviews (Table 3). Identification and crossover rates were similar in subgroup analyses stratified according to mapping agent used or study geographic area, but heterogeneity remained high.

The evidence in these systematic reviews has numerous limitations. All included studies were uncontrolled, single-arm studies, so no conclusions can be drawn about the comparative effectiveness of ARM + SLNB versus SLNB without ARM. Study duration ranged widely from less than one year to nearly 4 years, and neither review reported the mean or median duration across studies. As noted above, duration of follow-up of over one year and potentially over 3 years may be needed to accurately identify lymphedema development, and as such, studies with shorter follow-up may underestimate the true prevalence of lymphedema. Finally, health outcomes such as quality of life were not reported.

Table 2. Study Characteristics of Systematic Reviews and Meta-Analyses of ARM in SLNB

Study Dates Studies Participants N (Range) Design Duration
Wijaya et al. (2020)14 Through January 2020 11 Adults undergoing ARM and SLNB 1,889 (36 – 472) Prospective, nonrandomized, single-arm studies Mean duration not reported (range 9 to 45 months in 9 studies, duration not reported in 2 studies)
Han et al. (2016)15 Through September 2015 11 Adults undergoing ARM and SLNB 1,741 (36 – 372) Prospective, nonrandomized, single-arm studies Mean duration not reported (range 6 to 45 months in 10 studies, duration not reported in 1 study)

ARM:axillary reverse mapping; SLNB:sentinel lymph node biopsy

Table 3. Results of Systematic Reviews and Meta-Analyses of ARM in SLNB

Study BCRL ARM Lymph Node/Lymphatics Identification Rate SLN-ARM Crossover Rate
Wijaya et al. (2020)14      
Total N NR N = 1,424 N = 1,817
Pooled rate (95% CI) 2% (1% to 3%) 37.0% (31.0% to 44.0%) 12.0% (6.0% to 19.0%)
I2 26.1% 83.5% 93.7%
Han et al. (2016)15      
Total N N = 556 N = 1,539 N = 1,297
Pooled rate (95% CI) 2.7% (1.0% to 7.2%) 38.2% (32.9% to 43.8%) 19.6% (14.4% to 26.1%)
I2 66.6% 70.5% 89.7%

ARM: axillary reverse mapping; BCRL: breast cancer-related lymphedema; CI: confidence interval; NR: not reported; SLN: sentinel lymph node; SLNB: sentinel lymph node biopsy

Nonrandomized Studies
The largest nonrandomized, single-arm study included in the reviews described above was conducted by Tummel et al. (2017).27 The study was conducted in the United States and included 654 individuals enrolled from 2007 to 2013, of whom 492 underwent ARM + SLNB. ARM was accomplished through split mapping, that is, technetium injection was used to identify sentinel lymph nodes, and isosulfan blue dye was used to identify axillary lymph nodes and lymphatics. ARM identified axillary lymphatics in 138 individuals (29.2%), which were spared in 107 of these individuals (77.5%). After a mean 26 months follow-up, lymphedema rates ranged from 0.8% to 3.4%, depending on lymphedema definition. Specifically, among individuals who underwent ARM and SLNB, lymphedema rate was 0.8% (3/350) based on arm volumetric measure and 2.5% (9/350) based on subjective patient report, resulting in a total rate of 3.4%. Lymphedema rates were similar when stratified according to individuals in whom ARM successfully identified lymph nodes and lymphatics (1.2%; 1/79) and those who did not have ARM-identified lymph nodes and lymphatics (1.7%; 5/291). There were no instances of axillary recurrence in individuals with ARM-identified and preserved nodes. This study is primarily limited by its single-arm, uncontrolled design, and comparative evidence is needed to accurately determine the net health benefit of ARM in SLNB.

Section Summary: Axillary Reverse Mapping in Sentinel Lymph Node Biopsy
The evidence for ARM in individuals undergoing SLNB includes nonrandomized studies and systematic reviews of those studies. Evidence from 2 systematic reviews found ARM identified axillary lymphatics in about 38% of individuals undergoing SLNB, with lymphedema rates of 2% to 3% in individuals who underwent ARM during SLNB. Other outcomes such as quality of life were not reported. The systematic reviews had numerous limitations, including unclear mean duration of follow-up and inclusion of only single-arm, uncontrolled studies. Evidence from well-designed RCTs or controlled cohort studies is needed to determine the net health benefit of ARM in SLNB.

Axillary Reverse Mapping in Axillary Lymph Node Dissection
Clinical Context and Therapy Purpose

The question addressed in this evidence review is: Does ARM for prevention of lymphedema improve the net health outcome in individuals undergoing ALND for breast cancer?

The following PICO was used to select literature to inform this review.

Populations
The relevant population of interest is individuals undergoing ARM at the time of ALND for treatment of breast cancer.

Interventions
The therapy being considered is ARM.

During ARM, blue dye, fluorescence, or a radioisotope is injected into the upper inner ipsilateral arm. This allows for differentiation of the lymphatic drainages of the breast from those of the arm.

Comparators
The comparator of interest is standard care. Standard care may involve education regarding lymphedema and recommendations for hygiene, avoidance of blocking the flow of fluids in the body, maintaining a normal body weight and exercise, as well as surveillance for lymphedema during follow-up with referral as needed. Axillary reverse lymphatic mapping could also be used in conjunction with standard care.

Outcomes
Outcomes of interest include diagnosis of lymphedema, lymphedema symptoms, quality of life, and procedural complications.

Diagnosis of lymphedema is based on history and physical examination, although imaging may also be used. Symptoms that may indicate lymphedema include chronic swelling, atrophic skin changes, and recurrent infections. Diagnosis of lymphedema is based on history and physical examination, although imaging may also be used. Symptoms that may indicate lymphedema include chronic swelling, atrophic skin changes, and recurrent infections. Objective outcomes of interest include a reduction in limb circumference and/or volume and reduction in the rates of infections (e.g., cellulitis, lymphangitis). Volume is measured using different methods; e.g., tape measurements with geometry formulas, perometry, and water displacement. Bioimpedance spectroscopy may be used to detect changes in tissue fluid accumulation; this technology is reviewed in policy 2.01.82 (bioimpedance devices for detection and management of lymphedema). The International Society of Lymphology10 categorizes lymphedema stage and severity as follows:

Stage Severity
0: A subclinical, usually asymptomatic condition with impaired lymph transport ---
1: Edema that resolves with limb elevation, usually within 24 hours Mild: < 20% increase in extremity volume
2: Pitting edema that is unresolved with limb elevation Moderate: 20 to 40% increase in extremity volume
3: Changes in skin character and thickness, with excess fat deposits and fibrosis Severe: > 40% increase in extremity volume

As development of lymphedema can occur 3 or more years following breast cancer surgery, duration of follow-up of a year or more is needed to accurately assess lymphedema risk.

PROs of interest include symptoms, quality of life, and functional measures. A systematic review of PRO instruments and outcomes used to assess quality of life in breast cancer patients with lymphedema found that most studies included generic PRO instruments or oncology PRO instruments.11 Lymphedema-specific instruments are occasionally used; specifically, the Upper Limb Lymphedema 27 was found to have strong psychometric properties. An additional systematic review of PROs by Coriddi et al. (2020) identified the most commonly used validated scale across 32 studies was the lymph quality of life measure for limb lymphedema (LYMQOL); however, non-validated instruments were used in half of all studies.12

There does not appear to be a consensus on minimally clinically important change for either objective outcomes, such as changes in arm volume, or subjective measures, such as changes to patient symptoms or quality of life.

Study Selection Criteria
Methodologically credible studies were selected using the following principles:

  • To assess efficacy outcomes, comparative controlled prospective trials were sought, with a preference for RCTs.
  • In the absence of such trials, comparative observational studies were sought, with a preference for prospective studies.
  • To assess long-term outcomes and adverse events, single-arm studies that capture longer periods of follow-up and/or larger populations were sought.
  • Consistent with a 'best available evidence approach,' within each category of study design, studies with larger sample sizes and longer durations were sought.
  • Studies with duplicative or overlapping populations were excluded.

Review of Evidence
Systematic Reviews

Two systematic reviews of ARM in individuals undergoing ALND have included RCTs and nonrandomized studies; study characteristics are summarized in Table 4. As the reviews reported different outcomes, study results are summarized narratively below.

A systematic review and meta-analysis conducted by Guo et al. (2021) included 5 RCTs of ARM in individuals undergoing ALND for treatment of breast cancer.28 The review found individuals who had ARM had a lower risk of breast cancer-related lymphedema (BCRL) of the arm compared with no ARM (4.7% vs. 18.8%; OR, 0.20; 95% CI, 0.13 to 0.29), but there was some heterogeneity present in the analysis (I2 = 38%). This finding was consistent in sensitivity analyses that stratified studies according to study setting (single center or multicenter), mapping agent (blue dye alone and in combination with fluorescence or a radioisotope), and measurement of arm lymphedema (volumetric measurement or arm circumference measurement). When stratified according to duration of follow-up, odds ratios for ARM versus no ARM and risk of BCRL were 0.70 (95% CI, 0.32 to 1.51) at 6 months, 0.18 (95% CI, 0.10 to 0.33) at 6 to 12 months, and 0.23 (95% CI, 0.15 to 0.36) at 20 months follow-up, based on 3 studies included in analyses at each time point. Oncological safety, based on rate of metastatic ARM nodes, was not significantly different between ARM and no ARM groups based on analysis of 2 studies (1% vs. 0%). Other outcome measures such as quality of life were not reported. The review's findings were heavily influenced by one study29, conducted in China that accounted for 82% of the total review population (1,354/1,659). Risk of bias among the included studies was assessed using Cochrane Collaboration criteria, and all of the included studies were judged to have low or moderate risk of bias. The review is limited by the inclusion of a small number of RCTs with results dominated by 1 trial, and heterogeneity among the included studies in terms of outcome assessment and duration of follow-up.

A 2020 systematic review and meta-analysis conducted by Wijaya et al. (2020) included 29 studies, 4 of which were RCTs included in the Guo systematic review discussed above, and the remaining studies were prospective, nonrandomized studies.14 Based on a pooled analysis of 27 studies, ARM was associated with an 82% (95% CI, 77% to 87%; I2 = 88%) identification rate of axillary lymph nodes and lymphatics, and a crossover rate between ARM and sentinel lymph nodes of 12% (95% CI, 6% to 19%; I2 = 94%) in pooled analysis of 11 studies. Subgroup analyses could not account for the heterogeneity of either of these findings. The prevalence of lymphedema was 14% (95% CI, 5% to 26%; I2 = 93%) in a pooled analysis of 6 studies, and preservation of visualized ARM lymph nodes and lymphatics was associated with a lower risk of lymphedema when compared with resection of ARM nodes (OR, 0.27; 95% CI, 0.20 to 0.36; I2 = 31%).

In terms of oncological safety, the review found the pooled rate of metastatic ARM nodes was 13% (95% CI, 10% to 17%; I2 = 75%) in an analysis of 27 studies. When comparing metastatic rate according to breast cancer stage, the review found individuals with stages pN0-1 had a significantly lower risk of ARM metastasis than those with pN2-3 disease (OR, 0.11; 95% CI, 0.05 to 0.25; I2 = 23.4%) based on analysis of 6 studies. Analysis of 5 studies did not find a significant association between preoperative neoadjuvant chemotherapy and rate of ARM node metastasis (OR, 1.20; 95% CI, 0.74 to 1.94; I2 = 49.4%), suggesting that neoadjuvant chemotherapy may not reduce the risk of metastatic ARM nodes.

The studies included in the review had numerous limitations, including unclear and/or inadequate duration of follow-up, lack of adjustment for confounding variables, and varying methods of diagnosing lymphedema. The review is also limited by including a mix of randomized and nonrandomized studies with limited subgroup analysis according to study design, and pooled estimates generally demonstrating high heterogeneity that could not be accounted for in subgroup analyses.

Table 4. Study Characteristics of Systematic Reviews and Meta-Analyses of ARM in ALND

Study Dates Studies Participants1 N (Range) Design Duration
Guo et al. (2021)28 Through December 2020 5 Adult females undergoing ALND and ARM or no ARM 1659 (48 to 1,354) RCT Mean 24 months (range 6 to 37 months)
Wijaya et al. (2020)14 Through January 2020 29 Adults undergoing ARM and ALND 4954 (21 to 1,354) RCT (4) or prospective, nonrandomized studies (25) Mean not reported (range 6 to 45 months in 17 studies, duration not reported in 12 studies)

ALND: axillary lymph node dissection; ARM: axillary reverse mapping; RCT: randomized controlled trial; SLNB: sentinel lymph node biopsy
1 Key eligibility criteria.

Randomized Controlled Trials
As noted above, the RCT reported by Yuan et al. (2019)29, contributed data from 1,354 individuals included in both the Guo et al. (2021)28 and Wijama et al. (2020)14 systematic reviews and is described below as it is the largest RCT of ARM for ANLD published to date.

Yuan et al. (2019) randomized 1,354 individuals undergoing ALND with ARM (n = 689) or standard ALND without ARM (n = 665).29 Study characteristics are summarized in Table 5. Of the 689 individuals randomized to the ALND + ARM group, 131 were excluded from the analysis due to lack of visualization of either arm sentinel lymph nodes (n = 116) or lymphatics (n = 13), resulting in an axillary lymphatic system identification rate of 81% (558/689) with ARM. An additional 15 individuals in the ALND + ARM group and 17 individuals in the standard ALND group were lost to follow-up, resulting in 543 and 648 individuals available for analysis, respectively. Study results are summarized in Table 6. After a median 37 months follow-up, the rate of objective and subjective lymphedema was lower in the ALND + ARM group than the standard ALND group. Rates of local, regional, and distant cancer recurrence were generally similar in both groups. However, axillary recurrence was twice as likely in the ANLD + ARM group compared with the standard ANLD group (2.9% vs. 1.4%; p = .03), and the rate of ARM node metastasis in the ALND + ARM group was 7% (38/558).

Table 5. Study Characteristics of RCTs of ARM in ALND

Study; Trial Countries Sites Dates Participants2 Interventions1
          Active Comparator
Yuan et al. (2019)29 China 2 (1 surgeon) 2013 – 2017 Adults with clinically node-positive breast cancer or positive sentinel lymph node(s) and no neoadjuvant chemotherapy n = 689
ALND + ARM, with the intent of preserving axillary lymphatics
n = 665
Standard ALND (no ARM)

ALND: axillary lymph node dissection; ARM: axillary reverse mapping; RCT: randomized controlled trial
1 Number randomized; intervention; mode of delivery; dose (frequency/duration).
2 Key eligibility criteria

Table 6. Study Results of RCTs of ARM in ALND

Study BCRL (Arm, by volumetric measure) BCRL (Arm, by subjective report) Local Recurrence Regional Recurrence Axillary Recurrence Distant Metastasis
Yuan et al. (2019)29 N = 1,191 N = 1,191 N = 1,191 N = 1,191 N = 1,191 N = 1,191
ARM n/N (%) 18/543 (3.3%) 33/543 (6.1%) 8/543 (1.5%) 10/543 (1.4%) 18/543 (2.9%) 27/543 (5.0%)
No ARM n (%) 99/648 (15.3%) 104/648 (16.0%) 9/648 (1.4%) 8/648 (1.2%) 9/648 (1.4%) 30/648 (4.6%)
p value < .001 < .001 .90 .39 .031 .78

ALND: axillary lymph node dissection; ARM: axillary reverse mapping; BCRL: breast cancer-related lymphedema; CI: confidence interval; HR: hazard ratio; NNT: number needed to treat; OR: odds ratio; RCT: randomized controlled trial; RR: relative risk.
1 p-value calculated by BCBSA 

The purpose of the study limitations tables (Tables 7 and 8) is to display notable limitations identified in each study. This information is synthesized as a summary of the body of evidence following each table and provides the conclusions on the sufficiency of evidence supporting the position statement. In addition to the limitations delineated below, the study author's noted that ARM is not routinely used in clinical practice because of uncertain oncological safety, which remains unclear.

Table 7. Study Relevance Limitations

Study Populationa Interventionb Comparatorc Outcomesd Duration of Follow-upe
Yuan et al. (2019)29   5. Unclear if directly applicable to US-based practice due the use of a staged tracing procedure    

The study limitations stated in this table are those notable in the current review; this is not a comprehensive gaps assessment. 
a Population key: 1. Intended use population unclear; 2. Study population is unclear; 3. Study population not representative of intended use; 4, Enrolled populations do not reflect relevant diversity; 5. Other.
b Intervention key: 1. Not clearly defined; 2. Version used unclear; 3. Delivery not similar intensity as comparator; 4. Not the intervention of interest (e.g., proposed as an adjunct but not tested as such); 5: Other.
c Comparator key: 1. Not clearly defined; 2. Not standard or optimal; 3. Delivery not similar intensity as intervention; 4. Not delivered effectively; 5. Other.
d Outcomes key: 1. Key health outcomes not addressed; 2. Physiologic measures, not validated surrogates; 3. Incomplete reporting of harms; 4. Not establish and validated measurements; 5. Clinically significant difference not prespecified; 6. Clinically significant difference not supported; 7. Other.
e Follow-Up key: 1. Not sufficient duration for benefit; 2. Not sufficient duration for harms; 3. Other.

Table 8. Study Design and Conduct Limitations

Study Allocationa Blindingb Selective Reportingc Data Completenessd Powere Statisticalf
Yuan et al. (2019)29 3. Allocation concealment is unclear 3, 5. Blinding of participants is unclear; unclear outcome assessors for lymphedema   5. Post-randomization exclusion of 131 individuals in the intervention group 4. Not adequately powered based on the power assumption of a 90% axillary lymphatics detection rate (actual detection rate was 81%)

The study limitations stated in this table are those notable in the current review; this is not a comprehensive gaps assessment.
a Allocation key: 1. Participants not randomly allocated; 2. Allocation not concealed; 3. Allocation concealment unclear; 4. Inadequate control for selection bias; 5. Other.
b Blinding key: 1. Participants or study staff not blinded; 2. Outcome assessors not blinded; 3. Outcome assessed by treating physician; 4. Other.
c Selective Reporting key: 1. Not registered; 2. Evidence of selective reporting; 3. Evidence of selective publication; 4. Other.
d Data Completeness key: 1. High loss to follow-up or missing data; 2. Inadequate handling of missing data; 3. High number of crossovers; 4. Inadequate handling of crossovers; 5. Inappropriate exclusions; 6. Not intent to treat analysis (per protocol for noninferiority trials); 7. Other.
e Power key: 1. Power calculations not reported; 2. Power not calculated for primary outcome; 3. Power not based on clinically important difference; 4. Other.
f Statistical key: 1. Analysis is not appropriate for outcome type: (a) continuous; (b) binary; (c) time to event; 2. Analysis is not appropriate for multiple observations per patient; 3. Confidence intervals and/or p values not reported; 4. Comparative treatment effects not calculated; 5. Other.

Section Summary: Axillary Reverse Mapping in Axillary Lymph Node Dissection
The evidence for ARM in individuals undergoing ALND includes RCTs, nonrandomized studies, and systematic reviews of those studies. Pooled evidence from a systematic review of 5 RCTs showed a lower risk of lymphedema with ARM compared with no ARM (OR, 0.20; 95% CI, 0.13 to 0.29), and another systematic review of RCTs and nonrandomized studies found a pooled lymphedema prevalence of 14% and lower risk of lymphedema with ARM and preserved axillary lymph nodes compared with resected lymph nodes (OR, 0.27; 95% CI 0.20 to 0.36). In the same review, ARM was associated with an 82% identification rate of axillary lymph nodes and lymphatics, and a crossover rate between ARM and sentinel lymph nodes of 12%. Other health outcomes, including quality of life, were not reported. The safety of ARM in ALND has not been established, and the rate of metastatic ARM nodes was 13% based on pooled analysis of 27 studies in one systematic review. ARM in ALND was also associated with a lower risk of lymphedema in the largest RCT conducted to date, which was also included in the systematic reviews, but oncological safety could not be determined and the trial also had important study relevance and design limitations.

Summary of Evidence
For individuals with breast cancer undergoing SLNB who receive ARM, the evidence includes nonrandomized studies and systematic reviews of those studies. Relevant outcomes are symptoms, change in disease status, morbid events, quality of life, and treatment-related morbidity. Evidence from 2 systematic reviews found ARM identified axillary lymphatics in about 38% of individuals undergoing SLNB, with lymphedema rates of 2% to 3% in individuals who underwent ARM during SLNB. Other outcomes such as quality of life were not reported. The systematic reviews had numerous limitations, including unclear mean duration of follow-up and inclusion of only single-arm, uncontrolled studies. Evidence from well-designed RCTs or controlled cohort studies is needed to determine the net health benefit of ARM in SLNB. The evidence is insufficient to determine that the technology results in an improvement in the net health outcome.

For individuals with breast cancer undergoing ALND who receive ARM, the evidence includes RCTs, nonrandomized studies, and systematic reviews of those studies. Relevant outcomes are symptoms, change in disease status, morbid events, quality of life, and treatment-related morbidity. Pooled evidence from a systematic review of 5 RCTs showed a lower risk of lymphedema with ARM compared with no ARM (OR, 0.20; 95% CI, 0.13 to 0.29), and another systematic review of RCTs and nonrandomized studies found a pooled lymphedema prevalence of 14% and lower risk of lymphedema with ARM and preserved axillary lymph nodes compared with resected lymph nodes (OR, 0.27; 95% CI, 0.20 to 0.36). In the same review, ARM was associated with an 82% identification rate of axillary lymph nodes and lymphatics, and a crossover rate between ARM and sentinel lymph nodes of 12%. Other health outcomes, including quality of life, were not reported. The safety of ARM in ALND has not been established, and the rate of metastatic ARM nodes was 13% based on pooled analysis of 27 studies in one systematic review. ARM in ALND was also associated with a lower risk of lymphedema in the largest RCT conducted to date, which was also included in the systematic reviews, but oncological safety could not be determined and the trial also had important study relevance and design limitations. The evidence is insufficient to determine that the technology results in an improvement in the net health outcome.

The purpose of the following information is to provide reference material. Inclusion does not imply endorsement or alignment with the evidence review conclusions.

Practice Guidelines and Position Statements
Guidelines or position statements will be considered for inclusion in Supplemental Information if they were issued by, or jointly by, a U.S. professional society, an international society with U.S. representation, or National Institute for Health and Care Excellence (NICE). Priority will be given to guidelines that are informed by a systematic review, include strength of evidence ratings, and include a description of management of conflict of interest.

American Society of Breast Surgeons
The 2022 American Society of Breast Surgeons consensus guideline on axillary management of patients with in-situ and invasive breast cancer indicates that axillary reverse mapping (ARM) is one of several promising techniques for prevention of lymphedema, but also states "well-designed prospective studies with uniform criteria for patient selection, procedure, and outcome assessment are needed." The guideline recommends considering ARM if it is readily available when axillary lymph node dissection (ALND) is required.30

The American Society of Breast Surgeons also published recommendations from an expert panel in 2017 that included prevention of breast cancer-related lymphedema.31 The panel stated that "emerging data on preventive surgical strategies with ARM and LYMPHA are promising and should be explored further with appropriate patients." The evidence for LYMPHA is discussed in Policy 7.01.162.

American Association of Plastic Surgeons
In 2017, the American Association of Plastic Surgeons sponsored a conference to create consensus statements and recommendations for surgical treatment and prevention of upper and lower extremity lymphedema. The 2021 publication of the consensus recommendations did not include any recommendations specific to the use of ARM, but the following general statement was included within the text of the publication: "mapping of the lymphatics is encouraged when harvesting lymph nodes adjacent to the limbs such as reverse lymphatic mapping to avoid lymphatics draining the limb and to minimize the risk of donor-site lymphedema."32

U.S. Preventive Services Task Force Recommendations
No U.S. Preventive Services Task Force recommendations for prevention of lymphedema have been identified.

Ongoing and Unpublished Clinical Trials
Some currently unpublished trials that might influence this review are listed in Table 9.

Table 9. Summary of Key Trials

NCT No. Trial Name Planned Enrollment Completion Date
Ongoing      
NCT05040685 Axillary Reverse Mapping (ARM): Validation of Surgical Technique in Breast Cancer Surgery 30 Dec 2022
NCT03428581 Preventing Lymphedema in Patients Undergoing Axillary Lymph Node Dissection Via Axillary Reverse Mapping and Lympho-venous Bypass 264 Feb 2023
NCT05094102 Intraoperative Evaluation of Axillary Lymphatics for Breast Cancer Patients Undergoing Axillary Surgery 25 Mar 2023
NCT03927027 ARM: Axillary Reverse Mapping - A Prospective Trial to Study Rates of Lymphedema and Regional Recurrence After Sentinel Lymph Node Biopsy and Sentinel Lymph Node Biopsy Followed by Axillary Lymph Node Dissection With and Without Axillary Reverse Mapping 516 Jan 2024
NCT04446494 Identification and Preservation of Arm Lymphatics (DEPART) in Axillary Dissection for Breast Cancer to Reduce Arm Lymphedema Events: A Multicenter Randomized Clinical Trial 1200 Sep 2025
Unpublished      
NCT03333226 Axillary Reverse Mapping (ARM). Identification of the Arm Lymphatic Pathways in Breast Cancer Surgery to Prevent Breast Cancer Related Lymphedema (BCRL): a Randomized Clinical Trial. 300 Dec 2020 (last updated Jan 2018)

NCT: national clinical trial.
a Denotes industry-sponsored or cosponsored trial.

References

  1. Dean LT, Kumar A, Kim T, et al. Race or Resource? BMI, Race, and Other Social Factors as Risk Factors for Interlimb Differences among Overweight Breast Cancer Survivors with Lymphedema. J Obes. 2016; 2016: 8241710. PMID 27433356
  2. McLaughlin SA, Stout NL, Schaverien MV. Avoiding the Swell: Advances in Lymphedema Prevention, Detection, and Management. Am Soc Clin Oncol Educ Book. Mar 2020; 40: 1-10. PMID 32315238
  3. Shao X, Sun B, Shen Y. Axillary reverse mapping (ARM): where to go. Breast Cancer. Jan 2019; 26(1): 1-10. PMID 29961238
  4. Naoum GE, Roberts S, Brunelle CL, et al. Quantifying the Impact of Axillary Surgery and Nodal Irradiation on Breast Cancer-Related Lymphedema and Local Tumor Control: Long-Term Results From a Prospective Screening Trial. J Clin Oncol. Oct 10 2020; 38(29): 3430-3438. PMID 32730184
  5. U.S. Food and Drug Administration. Lymphazurin (Isosulfan Blue) Product Label. Accessed September 27, 2022.
  6. U.S. Food and Drug Administration. Spy Agent Green (Indocyanine Green for Injection) Product Label. Accessed September 28, 2022.
  7. National Lymphedema Network Medical Advisory Committee. Lymphedema Risk Reduction Practices: Position Statement of the National Lymphedema Network. 2012. Accessed September 19, 2022.
  8. Cemal Y, Pusic A, Mehrara BJ. Preventative measures for lymphedema: separating fact from fiction. J Am Coll Surg. Oct 2011; 213(4): 543-51. PMID 21802319
  9. Asdourian MS, Skolny MN, Brunelle C, et al. Precautions for breast cancer-related lymphoedema: risk from air travel, ipsilateral arm blood pressure measurements, skin puncture, extreme temperatures, and cellulitis. Lancet Oncol. Sep 2016; 17(9): e392-405. PMID 27599144
  10. Executive Committee of the International Society of Lymphology. The diagnosis and treatment of peripheral lymphedema: 2020 Consensus Document of the International Society of Lymphology. Lymphology. 2020; 53(1): 3-19. PMID 32521126
  11. Pusic AL, Cemal Y, Albornoz C, et al. Quality of life among breast cancer patients with lymphedema: a systematic review of patient-reported outcome instruments and outcomes. J Cancer Surviv. Mar 2013; 7(1): 83-92. PMID 23212603
  12. Coriddi M, Dayan J, Sobti N, et al. Systematic Review of Patient-Reported Outcomes following Surgical Treatment of Lymphedema. Cancers (Basel). Feb 29 2020; 12(3). PMID 32121343
  13. Parks RM, Cheung KL. Axillary reverse mapping in N0 patients requiring sentinel lymph node biopsy - A systematic review of the literature and necessity of a randomised study. Breast. Jun 2017; 33: 57-70. PMID 28282588
  14. Wijaya WA, Peng J, He Y, et al. Clinical application of axillary reverse mapping in patients with breast cancer: A systematic review and meta-analysis. Breast. Oct 2020; 53: 189-200. PMID 32858404
  15. Han C, Yang B, Zuo WS, et al. The Feasibility and Oncological Safety of Axillary Reverse Mapping in Patients with Breast Cancer: A Systematic Review and Meta-Analysis of Prospective Studies. PLoS One. 2016; 11(2): e0150285. PMID 26919589
  16. Boneti C, Korourian S, Diaz Z, et al. Scientific Impact Award: Axillary reverse mapping (ARM) to identify and protect lymphatics draining the arm during axillary lymphadenectomy. Am J Surg. Oct 2009; 198(4): 482-7. PMID 19800452
  17. Casabona F, Bogliolo S, Valenzano Menada M, et al. Feasibility of axillary reverse mapping during sentinel lymph node biopsy in breast cancer patients. Ann Surg Oncol. Sep 2009; 16(9): 2459-63. PMID 19506954
  18. Connor C, McGinness M, Mammen J, et al. Axillary reverse mapping: a prospective study in women with clinically node negative and node positive breast cancer. Ann Surg Oncol. Oct 2013; 20(10): 3303-7. PMID 23975287
  19. Deng H, Chen L, Jia W, et al. Safety study of axillary reverse mapping in the surgical treatment for breast cancer patients. J Cancer Res Clin Oncol. Dec 2011; 137(12): 1869-74. PMID 21935615
  20. Han JW, Seo YJ, Choi JE, et al. The efficacy of arm node preserving surgery using axillary reverse mapping for preventing lymphedema in patients with breast cancer. J Breast Cancer. Mar 2012; 15(1): 91-7. PMID 22493634
  21. Kuusk U, Seyednejad N, McKevitt EC, et al. Axillary reverse mapping in breast cancer: a Canadian experience. J Surg Oncol. Dec 2014; 110(7): 791-5. PMID 25053441
  22. Ma X, Wen S, Liu B, et al. Relationship between Upper Extremity Lymphatic Drainage and Sentinel Lymph Nodes in Patients with Breast Cancer. J Oncol. 2019; 2019: 8637895. PMID 31057616
  23. Noguchi M, Yokoi M, Nakano Y. Axillary reverse mapping with indocyanine fluorescence imaging in patients with breast cancer. J Surg Oncol. Mar 01 2010; 101(3): 217-21. PMID 20063370
  24. Ochoa D, Korourian S, Boneti C, et al. Axillary reverse mapping: five-year experience. Surgery. Nov 2014; 156(5): 1261-8. PMID 25444319
  25. Rubio IT, Cebrecos I, Peg V, et al. Extensive nodal involvement increases the positivity of blue nodes in the axillary reverse mapping procedure in patients with breast cancer. J Surg Oncol. Jul 01 2012; 106(1): 89-93. PMID 22258666
  26. Sakurai T, Endo M, Shimizu K, et al. Axillary reverse mapping using fluorescence imaging is useful for identifying the risk group of postoperative lymphedema in breast cancer patients undergoing sentinel node biopsies. J Surg Oncol. May 2014; 109(6): 612-5. PMID 24310418
  27. Tummel E, Ochoa D, Korourian S, et al. Does Axillary Reverse Mapping Prevent Lymphedema After Lymphadenectomy?. Ann Surg. May 2017; 265(5): 987-992. PMID 27163955
  28. Guo X, Jiao D, Zhu J, et al. The effectiveness of axillary reverse mapping in preventing breast cancer-related lymphedema: a meta-analysis based on randomized controlled trials. Gland Surg. Apr 2021; 10(4): 1447-1459. PMID 33968696
  29. Yuan Q, Wu G, Xiao SY, et al. Identification and Preservation of Arm Lymphatic System in Axillary Dissection for Breast Cancer to Reduce Arm Lymphedema Events: A Randomized Clinical Trial. Ann Surg Oncol. Oct 2019; 26(11): 3446-3454. PMID 31240591
  30. American Society of Breast Surgeons. Consensus Guideline on Axillary Management for Patients with In-Situ and Invasive Breast Cancer: A Concise Overview. 2022. 
  31. McLaughlin SA, DeSnyder SM, Klimberg S, et al. Considerations for Clinicians in the Diagnosis, Prevention, and Treatment of Breast Cancer-Related Lymphedema, Recommendations from an Expert Panel: Part 2: Preventive and Therapeutic Options. Ann Surg Oncol. Oct 2017; 24(10): 2827-2835. PMID 28766218
  32. Chang DW, Dayan J, Greene AK, et al. Surgical Treatment of Lymphedema: A Systematic Review and Meta-Analysis of Controlled Trials. Results of a Consensus Conference. Plast Reconstr Surg. Apr 01 2021; 147(4): 975-993. PMID 33761519

Coding Section

Codes Number Description
CPT 38999 Unlisted procedure, hemic or lymphatic system
HCPCS No HCPCS  
ICD10 CM C50.011-C50.929 Malignant Neoplasm of Breast code range
  C79.81 Secondary malignant neoplasm of breast
  I89.0-I89.9 Other Noninfective Disorders of Lymphatic vessels and Lymph nodes code range
  I97.2 Postmastectomy lymphedema syndrome
ICD10 PCS 3E0W3KZ Introduction of Other Diagnostic Substance into Lymphatics, Percutaneous Approach
Type of Service Surgery  
Place of Service Outpatient/Inpatient

Procedure and diagnosis codes on Medical Policy documents are included only as a general reference tool for each policy. They may not be all-inclusive.

This medical policy was developed through consideration of peer-reviewed medical literature generally recognized by the relevant medical community, U.S. FDA approval status, nationally accepted standards of medical practice and accepted standards of medical practice in this community, Blue Cross Blue Shield Association technology assessment program (TEC) and other nonaffiliated technology evaluation centers, reference to federal regulations, other plan medical policies, and accredited national guidelines.

"Current Procedural Terminology © American Medical Association. All Rights Reserved" 

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